Larry Nakamura, IACCP

Larry serves as Barrett’s Chief Compliance Officer. Additionally, he is Vice President, Head of CI Private Wealth (U.S.) Compliance, responsible for overseeing the compliance programs of all registered U.S. affiliates of CI Financial.

Before this role, Larry was the Chief Compliance Officer and Director of Client Service at Dowling & Yahnke, which CI Financial acquired in Q1 of 2020.

Larry has worked with financial services firms around the globe including, Registered Investment Advisors, Mutual Funds Complexes, Transfer Agencies and other regulated entities as an Executive Regulatory Consultant with National Regulatory Services (NRS) for nine years.

Larry is a frequent lecturer at NRS-sponsored events and the Investment Adviser Compliance Professional Program (IACCP) co-sponsored by NRS and the Investment Adviser Association (IAA). Larry is an IACCP designee and holds a PFP professional designation from the University of California, Los Angeles Extension. Larry has previously held the NASD (FINRA) Series 4, 7, 24 and 55 licenses.